0000920112-21-000282.txt : 20211222 0000920112-21-000282.hdr.sgml : 20211222 20211222162544 ACCESSION NUMBER: 0000920112-21-000282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211220 FILED AS OF DATE: 20211222 DATE AS OF CHANGE: 20211222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fuller Lynn Heitz CENTRAL INDEX KEY: 0001644277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 211513579 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_164020832941624.xml FORM 4 X0306 4 2021-12-20 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001644277 Fuller Lynn Heitz 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 Regional President, EVP Common Stock 13824.8223 D Common Stock 210419 I As Trustee Common Stock 2021-12-20 4 G 0 106 0 D 210313 I As Trustee 2019 Performance Based Restricted Stock (3-year performance) Common Stock 1096.0 0 D 2019 Time-Based Restricted Stock Common Stock 365.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 1686.0 0 D 2020 Time-Based Restricted Stock Common Stock 1124.0 0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 2249.0 0 D 2021 Time-Based Restricted Stock Common Stock 1499.0 0 D Of these shares 2,143.8223 are held in Jt. Ten. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. /s/ Lynn H. Fuller 2021-12-22