0000920112-21-000282.txt : 20211222
0000920112-21-000282.hdr.sgml : 20211222
20211222162544
ACCESSION NUMBER: 0000920112-21-000282
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211220
FILED AS OF DATE: 20211222
DATE AS OF CHANGE: 20211222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Lynn Heitz
CENTRAL INDEX KEY: 0001644277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 211513579
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_164020832941624.xml
FORM 4
X0306
4
2021-12-20
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001644277
Fuller Lynn Heitz
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
Regional President, EVP
Common Stock
13824.8223
D
Common Stock
210419
I
As Trustee
Common Stock
2021-12-20
4
G
0
106
0
D
210313
I
As Trustee
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1096.0
0
D
2019 Time-Based Restricted Stock
Common Stock
365.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
1686.0
0
D
2020 Time-Based Restricted Stock
Common Stock
1124.0
0
D
2021 Performance Based Restricted Stock (3-year performance)
Common Stock
2249.0
0
D
2021 Time-Based Restricted Stock
Common Stock
1499.0
0
D
Of these shares 2,143.8223 are held in Jt. Ten.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
/s/ Lynn H. Fuller
2021-12-22