0000920112-21-000245.txt : 20210914 0000920112-21-000245.hdr.sgml : 20210914 20210914143224 ACCESSION NUMBER: 0000920112-21-000245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210914 DATE AS OF CHANGE: 20210914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEVENS DANIEL C CENTRAL INDEX KEY: 0001273882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 211252127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_163164432937994.xml FORM 4 X0306 4 2021-03-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001273882 STEVENS DANIEL C 1398 CENTRAL AVENUE DUBUQUE IA 52001 0 1 0 0 EVP, Operations Common Stock 0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2021 Performance Based Restricted Stock (3-year performance) 2021-03-16 4 A 0 2186 52.26 A Common Stock 2186.0 0 D 2021 Time-Based Restricted Stock Common Stock 0.0 0 D 2021 Time-Based Restricted Stock 2021-03-16 4 A 0 1458 52.26 A Common Stock 1458.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. /s/ Dan Stevens 2021-09-14