0000920112-21-000208.txt : 20210609 0000920112-21-000208.hdr.sgml : 20210609 20210609131105 ACCESSION NUMBER: 0000920112-21-000208 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210605 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Duane E CENTRAL INDEX KEY: 0001454344 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 211004636 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4/A 1 wf-form4a_162325865079863.xml FORM 4/A X0306 4/A 2021-06-05 2021-06-07 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001454344 White Duane E 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 9219 D Common Stock 2021-06-05 4 M 0 1966 50.35 A 11185 D Common Stock 13765 I Trust 2021 Director Restricted Stock Units Common Stock 1200.0 0 D 2020 Director Restricted Stock Units Common Stock 1966.0 0 D 2020 Director Restricted Stock Units 2021-06-05 4 A 0 1966 50.35 D Common Stock 0.0 1966 D Of these shares 2,479 are held in an IRA Shares held as Private Trust Company, custodian Duane E White IRA Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Updated the transaction date to be 6/5/2021. Also deleted a duplicate direct holding in table 1 that was being pulled in causing the share totals to be off. /s/Duane E. White 2021-06-09