0000920112-21-000200.txt : 20210607 0000920112-21-000200.hdr.sgml : 20210607 20210607143217 ACCESSION NUMBER: 0000920112-21-000200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210605 FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMIDT JOHN K CENTRAL INDEX KEY: 0001184329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21999177 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_162309072211752.xml FORM 4 X0306 4 2021-06-05 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184329 SCHMIDT JOHN K 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 13930 I by Spouse Common Stock 101945 D Common Stock 2021-06-05 4 M 0 2116 50.35 A 104061 D Common Stock 4780 I 401(k) 2021 Director Restricted Stock Units Common Stock 1350.0 0 D 2020 Director Restricted Stock Units Common Stock 2116.0 0 D 2020 Director Restricted Stock Units 2021-06-05 4 M 0 2116 50.35 D Common Stock 0.0 2116 D Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ John K. Schmidt 2021-06-07