0000920112-21-000198.txt : 20210607 0000920112-21-000198.hdr.sgml : 20210607 20210607143045 ACCESSION NUMBER: 0000920112-21-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210605 FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Robert B CENTRAL INDEX KEY: 0001791732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21999174 MAIL ADDRESS: STREET 1: C/O BOND, SCHOENECK & KING, PLLC STREET 2: 200 DELAWARE AVENUE, SUITE 900 CITY: BUFFALO STATE: NY ZIP: 14202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_162309062876178.xml FORM 4 X0306 4 2021-06-05 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001791732 Engel Robert B 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Depository Shares 4489 D Common Stock 8445.1282 D Common Stock 2021-06-05 4 M 0 2508 50.35 A 10953.1282 D Common Stock 2021-06-05 4 M 0 720 50.35 A 11673.1282 D 2021 Director Restricted Stock Units Common Stock 1550.0 0 D 2020 Director Restricted Stock Units (retainer) Common Stock 720.0 0 D 2020 Director Restricted Stock Units Common Stock 2508.0 0 D 2020 Director Restricted Stock Units 2021-06-05 4 M 0 2508 50.35 D Common Stock 0.0 2508 D 2020 Director Restricted Stock Units (retainer) 2021-06-05 4 M 0 720 50.35 D Common Stock 0.0 720 D Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share These shares participate in a Dividend Reinvestment Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ Robert B Engel 2021-06-07