0000920112-21-000198.txt : 20210607
0000920112-21-000198.hdr.sgml : 20210607
20210607143045
ACCESSION NUMBER: 0000920112-21-000198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210605
FILED AS OF DATE: 20210607
DATE AS OF CHANGE: 20210607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Engel Robert B
CENTRAL INDEX KEY: 0001791732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 21999174
MAIL ADDRESS:
STREET 1: C/O BOND, SCHOENECK & KING, PLLC
STREET 2: 200 DELAWARE AVENUE, SUITE 900
CITY: BUFFALO
STATE: NY
ZIP: 14202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_162309062876178.xml
FORM 4
X0306
4
2021-06-05
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001791732
Engel Robert B
1398 CENTRAL AVENUE
DUBUQUE
IA
52001
1
0
0
0
Depository Shares
4489
D
Common Stock
8445.1282
D
Common Stock
2021-06-05
4
M
0
2508
50.35
A
10953.1282
D
Common Stock
2021-06-05
4
M
0
720
50.35
A
11673.1282
D
2021 Director Restricted Stock Units
Common Stock
1550.0
0
D
2020 Director Restricted Stock Units (retainer)
Common Stock
720.0
0
D
2020 Director Restricted Stock Units
Common Stock
2508.0
0
D
2020 Director Restricted Stock Units
2021-06-05
4
M
0
2508
50.35
D
Common Stock
0.0
2508
D
2020 Director Restricted Stock Units (retainer)
2021-06-05
4
M
0
720
50.35
D
Common Stock
0.0
720
D
Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
These shares participate in a Dividend Reinvestment Plan.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
/s/ Robert B Engel
2021-06-07