0000920112-21-000125.txt : 20210428 0000920112-21-000125.hdr.sgml : 20210428 20210428113944 ACCESSION NUMBER: 0000920112-21-000125 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210428 DATE AS OF CHANGE: 20210428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Robert B CENTRAL INDEX KEY: 0001791732 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21862609 MAIL ADDRESS: STREET 1: C/O BOND, SCHOENECK & KING, PLLC STREET 2: 200 DELAWARE AVENUE, SUITE 900 CITY: BUFFALO STATE: NY ZIP: 14202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 5 1 wf-form5_161962437170818.xml FORM 5 X0306 5 2020-12-31 0 0 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001791732 Engel Robert B 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Depository Shares 4000 D Common Stock 8445.1282 D 2020 Director Restricted Stock Units (retainer) Common Stock 720.0 0 D 2020 Director Restricted Stock Units Common Stock 2508.0 0 D Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share This security holding has been increased by 14.1282 shares that were acquired in 2020 from the dividend reinvestment plan. Includes 921 shares held by Robert Engel that are enrolled a Dividend Reinvestment Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ Robert B Engel 2021-04-28