0000920112-21-000125.txt : 20210428
0000920112-21-000125.hdr.sgml : 20210428
20210428113944
ACCESSION NUMBER: 0000920112-21-000125
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210428
DATE AS OF CHANGE: 20210428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Engel Robert B
CENTRAL INDEX KEY: 0001791732
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 21862609
MAIL ADDRESS:
STREET 1: C/O BOND, SCHOENECK & KING, PLLC
STREET 2: 200 DELAWARE AVENUE, SUITE 900
CITY: BUFFALO
STATE: NY
ZIP: 14202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
5
1
wf-form5_161962437170818.xml
FORM 5
X0306
5
2020-12-31
0
0
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001791732
Engel Robert B
1398 CENTRAL AVENUE
DUBUQUE
IA
52001
1
0
0
0
Depository Shares
4000
D
Common Stock
8445.1282
D
2020 Director Restricted Stock Units (retainer)
Common Stock
720.0
0
D
2020 Director Restricted Stock Units
Common Stock
2508.0
0
D
Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
This security holding has been increased by 14.1282 shares that were acquired in 2020 from the dividend reinvestment plan.
Includes 921 shares held by Robert Engel that are enrolled a Dividend Reinvestment Plan.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
/s/ Robert B Engel
2021-04-28