0000920112-21-000078.txt : 20210318
0000920112-21-000078.hdr.sgml : 20210318
20210318160538
ACCESSION NUMBER: 0000920112-21-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210318
DATE AS OF CHANGE: 20210318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Jay
CENTRAL INDEX KEY: 0001829973
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 21754375
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVENUE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_161609791822143.xml
FORM 4
X0306
4
2021-03-16
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001829973
Kim Jay
1398 CENTRAL AVENUE
DUBUQUE
IA
52001
0
1
0
0
EVP & General Counsel
Common Stock
86
D
2021 Time-Based Restricted Stock
Common Stock
0.0
0
D
2021 Time-Based Restricted Stock
2021-03-16
4
A
0
916
52.26
A
Common Stock
916.0
0
D
2021 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2021 Performance Based Restricted Stock (3-year performance)
2021-03-16
4
A
0
1374
52.26
A
Common Stock
1374.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Jay Kim
2021-03-18