0000920112-21-000078.txt : 20210318 0000920112-21-000078.hdr.sgml : 20210318 20210318160538 ACCESSION NUMBER: 0000920112-21-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Jay CENTRAL INDEX KEY: 0001829973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21754375 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVENUE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_161609791822143.xml FORM 4 X0306 4 2021-03-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001829973 Kim Jay 1398 CENTRAL AVENUE DUBUQUE IA 52001 0 1 0 0 EVP & General Counsel Common Stock 86 D 2021 Time-Based Restricted Stock Common Stock 0.0 0 D 2021 Time-Based Restricted Stock 2021-03-16 4 A 0 916 52.26 A Common Stock 916.0 0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2021 Performance Based Restricted Stock (3-year performance) 2021-03-16 4 A 0 1374 52.26 A Common Stock 1374.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Jay Kim 2021-03-18