0000920112-21-000074.txt : 20210318
0000920112-21-000074.hdr.sgml : 20210318
20210318105624
ACCESSION NUMBER: 0000920112-21-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210318
DATE AS OF CHANGE: 20210318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Lynn Heitz
CENTRAL INDEX KEY: 0001644277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 21753489
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_161607936826617.xml
FORM 4
X0306
4
2021-03-16
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001644277
Fuller Lynn Heitz
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
Bank President/CEO
Common Stock
13233.8223
D
Common Stock
2021-03-16
4
M
0
591
52.06
A
13824.8223
D
Common Stock
73081
I
As Trustee
Common Stock
2021-03-17
4
G
0
137338
0
A
210419
I
As Trustee
2020 Time-Based Restricted Stock
Common Stock
0.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
1686.0
0
D
2019 Time-Based Restricted Stock
Common Stock
365.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1096.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
761.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
2021-03-16
4
F
0
849
52.06
D
Common Stock
0.0
0
D
Of these shares 2,143.8223 are held in Jt. Ten.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
/s/ Lynn H. Fuller
2021-03-18