0000920112-21-000062.txt : 20210317 0000920112-21-000062.hdr.sgml : 20210317 20210317163226 ACCESSION NUMBER: 0000920112-21-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKeag Bryan CENTRAL INDEX KEY: 0001545176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21750989 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_161601312168598.xml FORM 4 X0306 4 2021-03-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001545176 McKeag Bryan 1398 CENTRAL AVE. DUBUQUE IA 52001 0 1 0 0 Chief Financial Officer Common Stock 18818 I Trust Common Stock 6304 D Common Stock 2021-03-16 4 M 0 1622 52.06 A 7926 D 2021 Time-Based Restricted Stock Common Stock 0.0 0 D 2021 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2020 Time-Based Restricted Stock Common Stock 2398.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 3597.0 0 D 2019 Time-Based Restricted Stock Common Stock 749.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 2247.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 1453.0 0 D 2018 Performance Based Restricted Stock (3-year performance) 2021-03-16 4 F 0 1622 52.06 D Common Stock 0.0 0 D These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024 These restricted stock units vest on 3-6-2024 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023 These restricted stock units vest on 3-6-2023 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. /s/ Bryan McKeag 2021-03-17