0000920112-21-000056.txt : 20210311 0000920112-21-000056.hdr.sgml : 20210311 20210311172602 ACCESSION NUMBER: 0000920112-21-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitz Martin J CENTRAL INDEX KEY: 0001742271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21734356 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_161550154898025.xml FORM 4 X0306 4 2021-03-11 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001742271 Schmitz Martin J 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Common Stock 66121 D Common Stock 221460 I controlling member Common Stock 2021-03-11 4 S 0 100 52.50 D 221360 I controlling member 2020 Director Restricted Stock Units (retainer) Common Stock 720.0 0 D 2020 Director Restricted Stock Units Common Stock 2116.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ Martin J. Schmitz 2021-03-11