0000920112-21-000046.txt : 20210309 0000920112-21-000046.hdr.sgml : 20210309 20210309155936 ACCESSION NUMBER: 0000920112-21-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fuller Lynn Heitz CENTRAL INDEX KEY: 0001644277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21725695 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_161532355995405.xml FORM 4 X0306 4 2021-03-05 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001644277 Fuller Lynn Heitz 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 Bank President/CEO Common Stock 73081 I As Trustee Common Stock 11996.8223 D Common Stock 2021-03-05 4 M 0 460 48.88 A 12456.8223 D Common Stock 2021-03-05 4 M 0 132 48.88 A 12588.8223 D Common Stock 2021-03-05 4 M 0 254 48.88 A 12842.8223 D Common Stock 2021-03-05 4 M 0 391 48.88 A 13233.8223 D 2020 Time-Based Restricted Stock Common Stock 1686.0 0 D 2020 Time-Based Restricted Stock 2021-03-05 4 F 0 562 48.88 D Common Stock 1124.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 1686.0 0 D 2019 Time-Based Restricted Stock Common Stock 254.0 0 D 2019 Time-Based Restricted Stock 2021-03-05 4 F 0 365 48.88 D Common Stock 365.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 1096.0 0 D 2018 Time-Based Restricted Stock Common Stock 133.0 0 D 2018 Time-Based Restricted Stock 2021-03-05 4 F 0 190 48.88 D Common Stock 0.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 761.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 657.0 0 D 2018 Performance Based Restricted Stock (1-year performance) 2021-03-05 4 F 0 657 48.88 D Common Stock 0.0 0 D Of these shares 2,143.8223 are held in Jt. Ten. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. /s/ Lynn H. Fuller 2021-03-09