0000920112-21-000042.txt : 20210309
0000920112-21-000042.hdr.sgml : 20210309
20210309151514
ACCESSION NUMBER: 0000920112-21-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210305
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orr Barry H
CENTRAL INDEX KEY: 0001783815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 21725435
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_161532089976930.xml
FORM 4
X0306
4
2021-03-05
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001783815
Orr Barry H
1398 CENTRAL AVE
DUBUQUE
IA
52001
1
0
0
0
Common Stock
218347
D
Common Stock
2021-03-05
4
M
0
468
48.88
A
218815
D
Common Stock
2021-03-05
4
M
0
434
48.88
A
219249
D
Common Stock
15179
I
IRA
2020 Time-Based Restricted Stock
Common Stock
1405.0
0
D
2020 Time-Based Restricted Stock
2021-03-05
4
F
0
468
48.88
D
Common Stock
937.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
1404.0
0
D
2019 Time-Based Restricted Stock
Common Stock
1303.0
0
D
2019 Time-Based Restricted Stock
2021-03-05
4
F
0
434
48.88
D
Common Stock
434.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1303.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Barry H. Orr
2021-03-09