0000920112-21-000042.txt : 20210309 0000920112-21-000042.hdr.sgml : 20210309 20210309151514 ACCESSION NUMBER: 0000920112-21-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orr Barry H CENTRAL INDEX KEY: 0001783815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21725435 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_161532089976930.xml FORM 4 X0306 4 2021-03-05 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001783815 Orr Barry H 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 218347 D Common Stock 2021-03-05 4 M 0 468 48.88 A 218815 D Common Stock 2021-03-05 4 M 0 434 48.88 A 219249 D Common Stock 15179 I IRA 2020 Time-Based Restricted Stock Common Stock 1405.0 0 D 2020 Time-Based Restricted Stock 2021-03-05 4 F 0 468 48.88 D Common Stock 937.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 1404.0 0 D 2019 Time-Based Restricted Stock Common Stock 1303.0 0 D 2019 Time-Based Restricted Stock 2021-03-05 4 F 0 434 48.88 D Common Stock 434.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 1303.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Barry H. Orr 2021-03-09