0000920112-21-000008.txt : 20210106 0000920112-21-000008.hdr.sgml : 20210106 20210106172419 ACCESSION NUMBER: 0000920112-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COYLE MICHAEL J CENTRAL INDEX KEY: 0001608444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21511783 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_160997184655737.xml FORM 4 X0306 4 2021-01-04 1 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001608444 COYLE MICHAEL J 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP Senior General Counsel Common Stock 11182 D Common Stock 2021-01-04 4 M 0 97 40.37 A 11279 D Common Stock 2021-01-04 4 M 0 66 40.37 A 11345 D Common Stock 1000 I 401K 2018 Time-Based Restricted Stock Common Stock 107.0 107 D 2018 Time-Based Restricted Stock 2021-01-04 4 F 0 97 40.37 D Common Stock 0.0 97 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 194.0 194 D 2018 Performance Based Restricted Stock (1-year performance) 2021-01-04 4 F 0 66 40.37 D Common Stock 0.0 66 D The vesting of these shares was accelerated per Restricted Stock Agreement dated 3/13/2018 due to qualified retirement. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. /s/ Michael J. Coyle 2021-01-06