0000920112-20-000314.txt : 20201117 0000920112-20-000314.hdr.sgml : 20201117 20201117091228 ACCESSION NUMBER: 0000920112-20-000314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200317 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quick Janet M CENTRAL INDEX KEY: 0001665256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 201319379 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_160562233319754.xml FORM 4 X0306 4 2020-03-17 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001665256 Quick Janet M 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP, Principal Acctg Officer Common Stock 919 I 401 (k) Common Stock 13811 D Common Stock 432.009 I IRA Common Stock 265 I Pension Plan 2020 Time-Based Restricted Stock Common Stock 0.0 0 D 2020 Time-Based Restricted Stock 2020-03-17 4 A 0 1124 32.57 A Common Stock 1124.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2020 Performance Based Restricted Stock (3-year performance) 2020-03-17 4 A 0 1124 32.57 A Common Stock 1124.0 0 D 2019 Time-Based Restricted Stock Common Stock 827.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 827.0 0 D 2018 Time-Based Restricted Stock Common Stock 286.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 575.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 97.0 0 D Based on a plan statement dated October 2016 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. /s/ Janet M Quick 2020-11-17