0000920112-20-000312.txt : 20201110
0000920112-20-000312.hdr.sgml : 20201110
20201110162312
ACCESSION NUMBER: 0000920112-20-000312
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200317
FILED AS OF DATE: 20201110
DATE AS OF CHANGE: 20201110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Townsend Andrew E
CENTRAL INDEX KEY: 0001665252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 201301469
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_160504337857839.xml
FORM 4
X0306
4
2020-03-17
1
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001665252
Townsend Andrew E
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Chief Credit Officer
Common Stock
30130
D
Common Stock
2020-06-30
4
A
0
306
30.10
A
30436
D
Common Stock
1163
I
401(k)
2020 Time-Based Restricted Stock
Common Stock
0.0
0
D
2020 Time-Based Restricted Stock
2020-03-17
4
A
0
1630
32.57
A
Common Stock
1630.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
2020-03-17
4
A
0
1630
32.57
A
Common Stock
1630.0
0
D
2019 Time-Based Restricted Stock
Common Stock
382.0
382
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1622.0
0
D
2018 Time-Based Restricted Stock
Common Stock
184.0
184
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
1047.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
177.0
0
D
These shares are held in Jt. Ten.
Reflects shares purchased through the Employee Stock Purchase Program
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
/s/ Andrew E Townsend
2020-11-10