0000920112-20-000312.txt : 20201110 0000920112-20-000312.hdr.sgml : 20201110 20201110162312 ACCESSION NUMBER: 0000920112-20-000312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200317 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Townsend Andrew E CENTRAL INDEX KEY: 0001665252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 201301469 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_160504337857839.xml FORM 4 X0306 4 2020-03-17 1 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001665252 Townsend Andrew E 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP, Chief Credit Officer Common Stock 30130 D Common Stock 2020-06-30 4 A 0 306 30.10 A 30436 D Common Stock 1163 I 401(k) 2020 Time-Based Restricted Stock Common Stock 0.0 0 D 2020 Time-Based Restricted Stock 2020-03-17 4 A 0 1630 32.57 A Common Stock 1630.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2020 Performance Based Restricted Stock (3-year performance) 2020-03-17 4 A 0 1630 32.57 A Common Stock 1630.0 0 D 2019 Time-Based Restricted Stock Common Stock 382.0 382 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 1622.0 0 D 2018 Time-Based Restricted Stock Common Stock 184.0 184 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 1047.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 177.0 0 D These shares are held in Jt. Ten. Reflects shares purchased through the Employee Stock Purchase Program Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. /s/ Andrew E Townsend 2020-11-10