0000920112-20-000273.txt : 20200820 0000920112-20-000273.hdr.sgml : 20200820 20200820170840 ACCESSION NUMBER: 0000920112-20-000273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Robert B CENTRAL INDEX KEY: 0001791732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 201120789 MAIL ADDRESS: STREET 1: C/O BOND, SCHOENECK & KING, PLLC STREET 2: 200 DELAWARE AVENUE, SUITE 900 CITY: BUFFALO STATE: NY ZIP: 14202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_159795770668519.xml FORM 4 X0306 4 2020-08-18 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001791732 Engel Robert B 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Depository Shares 4000 D Common Stock 4907 D Common Stock 2020-08-18 4 P 0 1000 33.02 A 5907 D Common Stock 2020-08-18 4 P 0 1000 32.99 A 6907 D 2020 Director Restricted Stock Units (retainer) Common Stock 720.0 0 D 2020 Director Restricted Stock Units Common Stock 2508.0 0 D 2019 Director Restriced Stock Units Common Stock 932.0 932 D Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Robert B Engel 2020-08-20