0000920112-20-000271.txt : 20200813 0000920112-20-000271.hdr.sgml : 20200813 20200813165816 ACCESSION NUMBER: 0000920112-20-000271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Robert B CENTRAL INDEX KEY: 0001791732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 201100059 MAIL ADDRESS: STREET 1: C/O BOND, SCHOENECK & KING, PLLC STREET 2: 200 DELAWARE AVENUE, SUITE 900 CITY: BUFFALO STATE: NY ZIP: 14202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_159735225579619.xml FORM 4 X0306 4 2020-08-12 0 0000920112 HEARTLAND FINANCIAL USA INC HTLFP 0001791732 Engel Robert B 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Common Stock 4907 D Preferred Stock 0 D Preferred Stock 2020-08-12 4 P 0 2000 26.96 A 2000 D Preferred Stock 2020-08-12 4 P 0 2000 26.98 A 4000 D 2020 Director Restricted Stock Units (retainer) Common Stock 720.0 0 D 2020 Director Restricted Stock Units Common Stock 2508.0 0 D 2019 Director Restriced Stock Units Common Stock 932.0 932 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Robert B Engel 2020-08-13