0000920112-20-000229.txt : 20200702
0000920112-20-000229.hdr.sgml : 20200702
20200702172815
ACCESSION NUMBER: 0000920112-20-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Bruce K
CENTRAL INDEX KEY: 0001331679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 201011002
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_159372524647110.xml
FORM 4
X0306
4
2020-06-30
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001331679
Lee Bruce K
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
HTLF President and CEO
Common Stock
29224
D
Common Stock
2020-06-30
4
A
0
502
30.09
A
29726
D
2020 Time-Based Restricted Stock
Common Stock
12646.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
12646.0
0
D
2019 Time-Based Restricted Stock
Common Stock
1776.0
1776
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
5328.0
0
D
2018 Time-Based Restricted Stock
Common Stock
762.0
762
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
3045.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
514.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
976.0
976
D
Reflects shares purchased through the Employee Stock Purchase Program
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
/s/ Bruce K. Lee
2020-07-02