0000920112-20-000229.txt : 20200702 0000920112-20-000229.hdr.sgml : 20200702 20200702172815 ACCESSION NUMBER: 0000920112-20-000229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Bruce K CENTRAL INDEX KEY: 0001331679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 201011002 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_159372524647110.xml FORM 4 X0306 4 2020-06-30 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001331679 Lee Bruce K 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 HTLF President and CEO Common Stock 29224 D Common Stock 2020-06-30 4 A 0 502 30.09 A 29726 D 2020 Time-Based Restricted Stock Common Stock 12646.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 12646.0 0 D 2019 Time-Based Restricted Stock Common Stock 1776.0 1776 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 5328.0 0 D 2018 Time-Based Restricted Stock Common Stock 762.0 762 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 3045.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 514.0 0 D 2017 Performance Based Restricted Stock (3-year performance) Common Stock 976.0 976 D Reflects shares purchased through the Employee Stock Purchase Program Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer. /s/ Bruce K. Lee 2020-07-02