0000920112-20-000180.txt : 20200522 0000920112-20-000180.hdr.sgml : 20200522 20200522075802 ACCESSION NUMBER: 0000920112-20-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLYNN THOMAS L CENTRAL INDEX KEY: 0001184322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 20903676 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_159014866393729.xml FORM 4 X0306 4 2020-05-20 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184322 FLYNN THOMAS L 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 10499.692 I IRA Common Stock 3080.804 I IRA, Wife Common Stock 31227 D Common Stock 37411.1945 D 2020 Director Restricted Stock Units 2020-05-20 4 A 0 3144 30.29 A Common Stock 3144.0 0 D 2020 Director Restricted Stock Units (retainer) 2020-05-20 4 A 0 720 30.29 A Common Stock 720.0 0 D 2020 Director Restricted Stock Units Common Stock 150.0 0 D 2019 Director Restriced Stock Units Common Stock 2352.0 0 D 2019 Director Restriced Stock Units (retainer) Common Stock 607.0 0 D Self directed IRA Trust These shares participate in a Dividend Reinvestment Plan. These shares are held as Jt. Ten. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. /s/ Thomas L. Flynn 2020-05-22