0000920112-20-000172.txt : 20200521 0000920112-20-000172.hdr.sgml : 20200521 20200521210500 ACCESSION NUMBER: 0000920112-20-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200521 DATE AS OF CHANGE: 20200521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALB MARK C CENTRAL INDEX KEY: 0001184321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 20903456 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_159010948278005.xml FORM 4 X0306 4 2020-05-20 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184321 FALB MARK C 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 1390 D Common Stock 68856 I Spouse, Trust Common Stock 40018 I As Trustee 2020 Director Restricted Stock Units 2020-05-20 4 A 0 2424 30.29 A 2020 Director Restricted Stock Units 2424.0 0 D 2020 Director Restricted Stock Units (retainer) 2020-05-20 4 A 0 720 30.29 A 2020 Director Restricted Stock Units (retainer) 720.0 0 D 2019 Director Restriced Stock Units (retainer) Common Stock 607.0 0 D 2019 Director Restriced Stock Units Common Stock 1705.0 0 D These shares are held by Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee These shares area held by Mark C. Falb Revocable Trust, Mark C. Falb Trustee Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ Mark C. Falb 2020-05-22