0000920112-20-000101.txt : 20200319
0000920112-20-000101.hdr.sgml : 20200319
20200319181319
ACCESSION NUMBER: 0000920112-20-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200319
FILED AS OF DATE: 20200319
DATE AS OF CHANGE: 20200319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Townsend Andrew E
CENTRAL INDEX KEY: 0001665252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 20729727
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_158465598183635.xml
FORM 4
X0306
4
2020-03-19
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001665252
Townsend Andrew E
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Chief Credit Officer
Common Stock
29913
D
Common Stock
2020-03-19
4
M
0
217
32.57
A
30130
D
Common Stock
1163
I
401(k)
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
516.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
2020-03-19
4
F
0
217
32.57
D
Common Stock
0.0
217
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
177.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
1047.0
0
D
2018 Time-Based Restricted Stock
Common Stock
184.0
184
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1622.0
0
D
2019 Time-Based Restricted Stock
Common Stock
382.0
382
D
These shares are held in Jt. Ten.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
/s/ Andrew E Townsend
2020-03-19