0000920112-20-000099.txt : 20200319
0000920112-20-000099.hdr.sgml : 20200319
20200319180010
ACCESSION NUMBER: 0000920112-20-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200319
FILED AS OF DATE: 20200319
DATE AS OF CHANGE: 20200319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Lynn Heitz
CENTRAL INDEX KEY: 0001644277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 20729687
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_158465519154417.xml
FORM 4
X0306
4
2020-03-19
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001644277
Fuller Lynn Heitz
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
Bank President/CEO
Common Stock
11850.8223
D
Common Stock
2020-03-19
4
M
0
146
32.57
A
11996.8223
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
353.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
2020-03-19
4
F
0
146
32.57
D
Common Stock
0.0
146
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
657.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
761.0
0
D
2018 Time-Based Restricted Stock
Common Stock
133.0
133
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1096.0
0
D
2019 Time-Based Restricted Stock
Common Stock
254.0
254
D
Of these shares 2,143.8223 are held in Jt. Ten.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
/s/ Lynn H. Fuller
2020-03-18