0000920112-20-000064.txt : 20200312
0000920112-20-000064.hdr.sgml : 20200312
20200312172248
ACCESSION NUMBER: 0000920112-20-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200310
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER LYNN B
CENTRAL INDEX KEY: 0001184324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 20709840
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_158404815082697.xml
FORM 4
X0306
4
2020-03-10
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001184324
FULLER LYNN B
1398 CENTRAL AVE.
DUBUQUE
IA
52001
1
1
0
0
Executive Operating Chairman
Common Stock
92669
I
GST TRUST
Common Stock
660404
I
As Trustee
Common Stock
2020-03-10
4
P
0
1000
35.0988
A
661404
I
As Trustee
Common Stock
2020-03-12
4
P
0
1000
30.699
A
662404
I
As Trustee
Common Stock
313180
I
Family LLLP
Common Stock
5000
I
Spouses Trust
Common Stock
4927
D
Common Stock
2020-03-12
4
M
0
2230
40.90
A
7157
D
Common Stock
12188
I
HTLF Retirement Plan
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
1727.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
516.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
3056.0
0
D
2018 Time-Based Restricted Stock
Common Stock
1528.0
0
D
2018 Time-Based Restricted Stock
2020-03-12
4
M
0
764
40.90
A
Common Stock
764.0
764
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
4398.0
0
D
2019 Time-Based Restricted Stock
Common Stock
2932.0
0
D
2019 Time-Based Restricted Stock
2020-03-12
4
M
0
1466
40.90
A
Common Stock
1466.0
1466
D
These shares are held by Lynn B. Fuller Trust Under Agreement dated 5-7-96, Lynn B. Fuller Trustee
These shares are held by LBF Heartland Partnership LLLC - Lynn B Fuller is the General Partner. Wife and two (2) adult sons are Limited Partners.
These shares are held by Cynthia A Fuller Declaration of Trust under agreement dated 7/2/2015, Cynthia A Fuller, Trustee
Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
/s/ Lynn B. Fuller
2020-03-12