0000920112-20-000027.txt : 20200123 0000920112-20-000027.hdr.sgml : 20200123 20200123140458 ACCESSION NUMBER: 0000920112-20-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200123 FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quick Janet M CENTRAL INDEX KEY: 0001665256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 20541472 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_157980628066400.xml FORM 4 X0306 4 2020-01-23 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001665256 Quick Janet M 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP, Principal Acctg Officer Common Stock 919 I 401 (k) Common Stock 12367 D Common Stock 2020-01-23 4 M 0 397 49.61 A 12764 D Common Stock 2020-01-23 4 M 0 217 49.61 A 12981 D Common Stock 2020-01-23 4 M 0 217 49.61 A 13198 D Common Stock 432.009 I IRA Common Stock 265 I Pension Plan 2015 Time-Based Restricted Stock Common Stock 217.0 0 D 2015 Time-Based Restricted Stock 2020-01-23 4 F 0 217 49.61 D Common Stock 0.0 0 D 2017 Performance Based Restricted Stock (1-year performance) Common Stock 397.0 0 D 2017 Performance Based Restricted Stock (1-year performance) 2020-01-23 4 F 0 397 46.91 D Common Stock 0.0 0 D 2017 Performance Based Restricted Stock (3-year performance) Common Stock 325.0 0 D 2017 Time-Based Restricted Stock Common Stock 217.0 0 D 2017 Time-Based Restricted Stock 2020-01-23 4 F 0 217 49.61 D Common Stock 0.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 97.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 575.0 0 D 2018 Time-Based Restricted Stock Common Stock 287.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 827.0 0 D 2019 Time-Based Restricted Stock Common Stock 827.0 0 D Based on a plan statement dated October 2016 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer. These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. /s/ Janet M Quick 2020-01-23