0000920112-20-000027.txt : 20200123
0000920112-20-000027.hdr.sgml : 20200123
20200123140458
ACCESSION NUMBER: 0000920112-20-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200123
FILED AS OF DATE: 20200123
DATE AS OF CHANGE: 20200123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quick Janet M
CENTRAL INDEX KEY: 0001665256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 20541472
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_157980628066400.xml
FORM 4
X0306
4
2020-01-23
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001665256
Quick Janet M
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Principal Acctg Officer
Common Stock
919
I
401 (k)
Common Stock
12367
D
Common Stock
2020-01-23
4
M
0
397
49.61
A
12764
D
Common Stock
2020-01-23
4
M
0
217
49.61
A
12981
D
Common Stock
2020-01-23
4
M
0
217
49.61
A
13198
D
Common Stock
432.009
I
IRA
Common Stock
265
I
Pension Plan
2015 Time-Based Restricted Stock
Common Stock
217.0
0
D
2015 Time-Based Restricted Stock
2020-01-23
4
F
0
217
49.61
D
Common Stock
0.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
397.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
2020-01-23
4
F
0
397
46.91
D
Common Stock
0.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
325.0
0
D
2017 Time-Based Restricted Stock
Common Stock
217.0
0
D
2017 Time-Based Restricted Stock
2020-01-23
4
F
0
217
49.61
D
Common Stock
0.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
97.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
575.0
0
D
2018 Time-Based Restricted Stock
Common Stock
287.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
827.0
0
D
2019 Time-Based Restricted Stock
Common Stock
827.0
0
D
Based on a plan statement dated October 2016
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
/s/ Janet M Quick
2020-01-23