0000920112-20-000025.txt : 20200117
0000920112-20-000025.hdr.sgml : 20200117
20200117145940
ACCESSION NUMBER: 0000920112-20-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200116
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orr Barry H
CENTRAL INDEX KEY: 0001783815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 20533272
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_157929115971644.xml
FORM 4
X0306
4
2020-01-16
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001783815
Orr Barry H
1398 CENTRAL AVE
DUBUQUE
IA
52001
1
0
0
0
Common Stock
226866
D
Common Stock
2020-01-16
4
S
0
1507
50
D
225359
D
Common Stock
2020-01-16
4
S
0
306
50.01
D
225053
D
Common Stock
2020-01-16
4
S
0
579
50.02
D
224474
D
Common Stock
2020-01-16
4
S
0
700
50.03
D
223774
D
Common Stock
2020-01-16
4
S
0
200
50.04
D
223574
D
Common Stock
2020-01-16
4
S
0
600
50.05
D
222974
D
Common Stock
2020-01-16
4
S
0
600
50.06
D
222374
D
Common Stock
2020-01-16
4
S
0
300
50.07
D
222074
D
Common Stock
2020-01-16
4
S
0
200
50.08
D
221874
D
Common Stock
2020-01-16
4
S
0
573
50.09
D
221301
D
Common Stock
2020-01-16
4
S
0
227
50.10
D
221074
D
Common Stock
2020-01-16
4
S
0
332
50.11
D
220742
D
Common Stock
2020-01-16
4
S
0
300
50.12
D
220442
D
Common Stock
2020-01-16
4
S
0
647
50.13
D
219795
D
Common Stock
2020-01-16
4
S
0
36
50.14
D
219759
D
Common Stock
2020-01-16
4
S
0
600
50.15
D
219159
D
Common Stock
2020-01-16
4
S
0
100
50.16
D
219059
D
Common Stock
2020-01-16
4
S
0
100
50.18
D
218959
D
Common Stock
2020-01-16
4
S
0
441
50.19
D
218518
D
Common Stock
2020-01-16
4
S
0
200
50.20
D
218318
D
Common Stock
2020-01-16
4
S
0
200
50.21
D
218118
D
Common Stock
2020-01-16
4
S
0
100
50.22
D
218018
D
Common Stock
15179
I
IRA
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1303.0
0
D
2019 Time-Based Restricted Stock
Common Stock
1303.0
0
D
Shares sold pursuant to 10b5-1 plan effective September 10,2019
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
Barry H. Orr
2020-01-17