0000920112-20-000025.txt : 20200117 0000920112-20-000025.hdr.sgml : 20200117 20200117145940 ACCESSION NUMBER: 0000920112-20-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200116 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orr Barry H CENTRAL INDEX KEY: 0001783815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 20533272 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_157929115971644.xml FORM 4 X0306 4 2020-01-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001783815 Orr Barry H 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 226866 D Common Stock 2020-01-16 4 S 0 1507 50 D 225359 D Common Stock 2020-01-16 4 S 0 306 50.01 D 225053 D Common Stock 2020-01-16 4 S 0 579 50.02 D 224474 D Common Stock 2020-01-16 4 S 0 700 50.03 D 223774 D Common Stock 2020-01-16 4 S 0 200 50.04 D 223574 D Common Stock 2020-01-16 4 S 0 600 50.05 D 222974 D Common Stock 2020-01-16 4 S 0 600 50.06 D 222374 D Common Stock 2020-01-16 4 S 0 300 50.07 D 222074 D Common Stock 2020-01-16 4 S 0 200 50.08 D 221874 D Common Stock 2020-01-16 4 S 0 573 50.09 D 221301 D Common Stock 2020-01-16 4 S 0 227 50.10 D 221074 D Common Stock 2020-01-16 4 S 0 332 50.11 D 220742 D Common Stock 2020-01-16 4 S 0 300 50.12 D 220442 D Common Stock 2020-01-16 4 S 0 647 50.13 D 219795 D Common Stock 2020-01-16 4 S 0 36 50.14 D 219759 D Common Stock 2020-01-16 4 S 0 600 50.15 D 219159 D Common Stock 2020-01-16 4 S 0 100 50.16 D 219059 D Common Stock 2020-01-16 4 S 0 100 50.18 D 218959 D Common Stock 2020-01-16 4 S 0 441 50.19 D 218518 D Common Stock 2020-01-16 4 S 0 200 50.20 D 218318 D Common Stock 2020-01-16 4 S 0 200 50.21 D 218118 D Common Stock 2020-01-16 4 S 0 100 50.22 D 218018 D Common Stock 15179 I IRA 2019 Performance Based Restricted Stock (3-year performance) Common Stock 1303.0 0 D 2019 Time-Based Restricted Stock Common Stock 1303.0 0 D Shares sold pursuant to 10b5-1 plan effective September 10,2019 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. Barry H. Orr 2020-01-17