0000920112-20-000015.txt : 20200106
0000920112-20-000015.hdr.sgml : 20200106
20200106161210
ACCESSION NUMBER: 0000920112-20-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Townsend Andrew E
CENTRAL INDEX KEY: 0001665252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 20509774
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_157834511310742.xml
FORM 4
X0306
4
2020-01-02
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001665252
Townsend Andrew E
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Chief Credit Officer
Common Stock
28031
D
Common Stock
2020-01-02
4
A
0
408
44.41
A
28439
D
Common Stock
1163
I
401(k)
2015 Time-Based Restricted Stock
Common Stock
417.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
631.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
516.0
0
D
2017 Time-Based Restricted Stock
Common Stock
344.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
177.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
1047.0
0
D
2018 Time-Based Restricted Stock
Common Stock
523.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
1622.0
0
D
2019 Time-Based Restricted Stock
Common Stock
1622.0
0
D
These shares are held in Jt. Ten.
Reflects shares purchased through the Employee Stock Purchase Program
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
/s/ Andrew E Townsend
2020-01-06