0000920112-20-000007.txt : 20200103 0000920112-20-000007.hdr.sgml : 20200103 20200103172032 ACCESSION NUMBER: 0000920112-20-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DETERS DEBORAH K CENTRAL INDEX KEY: 0001725336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 20506809 MAIL ADDRESS: STREET 1: 1301 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_157809001450488.xml FORM 4 X0306 4 2020-01-02 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001725336 DETERS DEBORAH K 1301 CENTRAL AVENUE DUBUQUE IA 52001 0 1 0 0 EVP, Chief HR Officer Common Stock 657 D Common Stock 2020-01-02 4 A 0 162 44.41 A 819 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 128.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 761.0 0 D 2018 Time-Based Restricted Stock Common Stock 381.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 1064.0 0 D 2019 Time-Based Restricted Stock Common Stock 1064.0 0 D Reflects shares purchased through the Employee Stock Purchase Program Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. Deborah K Deters 2020-01-03