0000920112-19-000187.txt : 20190607 0000920112-19-000187.hdr.sgml : 20190607 20190607160206 ACCESSION NUMBER: 0000920112-19-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190605 FILED AS OF DATE: 20190607 DATE AS OF CHANGE: 20190607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Duane E CENTRAL INDEX KEY: 0001454344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 19885659 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_155993771054570.xml FORM 4 X0306 4 2019-06-05 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001454344 White Duane E 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 6159 D Common Stock 2019-06-05 4 M 0 1110 44.14 A 7269 D Common Stock 2019-06-05 4 M 0 460 44.14 A 7729 D Common Stock 13765 I Trust 2019 Director Restriced Stock Units Common Stock 1365.0 0 D 2018 Director Restricted Stock Units (retainer) Common Stock 460.0 0 D 2018 Director Restricted Stock Units (retainer) 2019-06-05 4 M 0 460 44.14 D Common Stock 0.0 460 D 2018 Director Restricted Stock Units Common Stock 1110.0 0 D 2018 Director Restricted Stock Units 2019-06-05 4 M 0 1110 44.14 D Common Stock 0.0 1110 D Of these shares 2,479 are held in an IRA Shares held as Private Trust Company, custodian Duane E White IRA Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation /s/Duane E. White 2019-06-07