0000920112-19-000163.txt : 20190528
0000920112-19-000163.hdr.sgml : 20190528
20190528163803
ACCESSION NUMBER: 0000920112-19-000163
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190523
FILED AS OF DATE: 20190528
DATE AS OF CHANGE: 20190528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FALB MARK C
CENTRAL INDEX KEY: 0001184321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 19858282
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_155907586880550.xml
FORM 4
X0306
4
2019-05-23
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001184321
FALB MARK C
1398 CENTRAL AVE.
DUBUQUE
IA
52001
1
0
0
0
Common Stock
68856
I
Spouse, Trust
Common Stock
40018
I
As Trustee
2019 Director Restriced Stock Units (retainer)
Common Stock
0.0
0
D
2019 Director Restriced Stock Units (retainer)
2019-05-23
4
A
0
607
41.20
A
Common Stock
607.0
0
D
2019 Director Restriced Stock Units
Common Stock
0.0
0
D
2019 Director Restriced Stock Units
2019-05-23
4
A
0
1705
41.20
A
Common Stock
1705.0
0
D
2018 Director Restricted Stock Units
Common Stock
1390.0
0
D
These shares are held by Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee
These shares area held by Mark C. Falb Revocable Trust, Mark C. Falb Trustee
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation
/s/ Mark C. Falb
2019-05-28