0000920112-19-000096.txt : 20190321 0000920112-19-000096.hdr.sgml : 20190321 20190321190335 ACCESSION NUMBER: 0000920112-19-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190306 FILED AS OF DATE: 20190321 DATE AS OF CHANGE: 20190321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prince David CENTRAL INDEX KEY: 0001761919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 19698089 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_155320940032520.xml FORM 4 X0306 4 2019-03-06 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001761919 Prince David 1398 CENTRAL AVE DUBUQUE IA 52001 0 0 0 1 EVP, Head of Commercial Common Stock 0 D Common Stock 2019-03-06 4 M 0 1715 48.10 A 1715 D 2019 Time-Based Restricted Stock Common Stock 0.0 0 D 2019 Time-Based Restricted Stock 2019-03-06 4 A 0 1862 45.77 A Common Stock 1862.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 0.0 0 D 2019 Performance Based Restricted Stock (3-year performance) 2019-03-06 4 A 0 1862 45.77 A Common Stock 1862.0 0 D 2018 Time-Based Restricted Stock Common Stock 7414.0 0 D 2018 Time-Based Restricted Stock 2019-03-06 4 M 0 2472 48.10 D Common Stock 4942.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. David Prince 2019-03-21