0000920112-19-000089.txt : 20190321
0000920112-19-000089.hdr.sgml : 20190321
20190321185851
ACCESSION NUMBER: 0000920112-19-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190319
FILED AS OF DATE: 20190321
DATE AS OF CHANGE: 20190321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Bruce K
CENTRAL INDEX KEY: 0001331679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 19698066
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_155320911423901.xml
FORM 4
X0306
4
2019-03-19
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001331679
Lee Bruce K
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
HTLF President and CEO
Common Stock
19274
D
Common Stock
2019-03-19
4
M
0
1456
45.77
A
20730
D
2019 Time-Based Restricted Stock
Common Stock
0.0
0
D
2019 Time-Based Restricted Stock
2019-03-19
4
A
0
5328
45.77
A
Common Stock
5328.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
2019-03-19
4
A
0
5328
45.77
A
Common Stock
5328.0
0
D
2018 Time-Based Restricted Stock
Common Stock
1523.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
3045.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
514.0
0
D
2017 Time-Based Restricted Stock
Common Stock
1090.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
1635.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
1995.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
1456.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
2019-03-19
4
M
0
1456
45.77
D
Common Stock
0.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1333.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Reflects the forfeiture of 1,770 Performance Based Restricted Stock Units granted but not earned in 2018.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Reflects the forfeiture of 520 Performance Based Restricted Stock Units granted but not earned during performance period.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
/s/ Bruce K. Lee
2019-03-21