0000920112-19-000069.txt : 20190308
0000920112-19-000069.hdr.sgml : 20190308
20190308113608
ACCESSION NUMBER: 0000920112-19-000069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190306
FILED AS OF DATE: 20190308
DATE AS OF CHANGE: 20190308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKeag Bryan
CENTRAL INDEX KEY: 0001545176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 19668176
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_155206295395361.xml
FORM 4
X0306
4
2019-03-06
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001545176
McKeag Bryan
1398 CENTRAL AVE.
DUBUQUE
IA
52001
0
1
0
0
Chief Financial Officer
Common Stock
0
D
Common Stock
16210
I
Trust
Common Stock
2019-03-06
4
M
0
363
48.10
A
16573
I
Trust
2018 Time-Based Restricted Stock
Common Stock
1089.0
0
D
2018 Time-Based Restricted Stock
2019-03-06
4
M
0
363
48.10
D
Common Stock
726.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
1453.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
1089.0
0
D
2017 Time-Based Restricted Stock
Common Stock
540.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
810.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
989.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
842.0
0
D
2015 Time-Based Restricted Stock
Common Stock
625.0
0
D
2014 Time-Based Restricted Stock
Common Stock
625.0
0
D
These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
/s/ Bryan McKeag
2019-03-08