0000920112-19-000068.txt : 20190308
0000920112-19-000068.hdr.sgml : 20190308
20190308113531
ACCESSION NUMBER: 0000920112-19-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190306
FILED AS OF DATE: 20190308
DATE AS OF CHANGE: 20190308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COYLE MICHAEL J
CENTRAL INDEX KEY: 0001608444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 19668175
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_155206291710882.xml
FORM 4
X0306
4
2019-03-06
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001608444
COYLE MICHAEL J
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP Senior General Counsel
Common Stock
9386
D
Common Stock
2019-03-06
4
M
0
105
48.10
A
9491
D
Common Stock
1000
I
401K
2018 Time-Based Restricted Stock
Common Stock
457.0
0
D
2018 Time-Based Restricted Stock
2019-03-06
4
M
0
152
48.10
D
Common Stock
305.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
609.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
457.0
0
D
2017 Time-Based Restricted Stock
Common Stock
218.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
327.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
399.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
463.0
0
D
2015 Time-Based Restricted Stock
Common Stock
350.0
0
D
2014 Time-Based Restricted Stock
Common Stock
350.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
/s/ Michael J. Coyle
2019-03-07