0000920112-19-000031.txt : 20190124
0000920112-19-000031.hdr.sgml : 20190124
20190124195250
ACCESSION NUMBER: 0000920112-19-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190122
FILED AS OF DATE: 20190124
DATE AS OF CHANGE: 20190124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKeag Bryan
CENTRAL INDEX KEY: 0001545176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 19541010
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_154837755342010.xml
FORM 4
X0306
4
2019-01-22
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001545176
McKeag Bryan
1398 CENTRAL AVE.
DUBUQUE
IA
52001
0
1
0
0
Chief Financial Officer
Common Stock
0
D
Common Stock
12749
I
Trust
Common Stock
2019-01-22
4
M
0
1767
47.54
A
14516
I
Trust
Common Stock
2019-01-22
4
M
0
625
47.54
A
15141
I
Trust
Common Stock
2019-01-22
4
M
0
529
47.54
A
15670
I
Trust
Common Stock
2019-01-22
4
M
0
540
47.54
A
16210
I
Trust
2018 Time-Based Restricted Stock
Common Stock
1089.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
1453.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
1089.0
0
D
2017 Time-Based Restricted Stock
Common Stock
1080.0
0
D
2017 Time-Based Restricted Stock
2019-01-22
4
F
0
540
47.54
D
Common Stock
540.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
810.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
989.0
0
D
2016 Time-Based Restricted Stock
Common Stock
529.0
0
D
2016 Time-Based Restricted Stock
2019-01-22
4
F
0
529
47.54
D
Common Stock
0.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
842.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1767.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
2019-01-22
4
F
0
1767
47.54
D
Common Stock
0.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1250.0
0
D
2015 Time-Based Restricted Stock
2019-01-22
4
F
0
625
47.54
D
Common Stock
625.0
0
D
2014 Time-Based Restricted Stock
Common Stock
625.0
0
D
These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
/s/ Bryan McKeag
2019-01-24