0000920112-18-000201.txt : 20180606 0000920112-18-000201.hdr.sgml : 20180606 20180606124456 ACCESSION NUMBER: 0000920112-18-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180605 FILED AS OF DATE: 20180606 DATE AS OF CHANGE: 20180606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Duane E CENTRAL INDEX KEY: 0001454344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 18883393 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_152830344737428.xml FORM 4 X0306 4 2018-06-05 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001454344 White Duane E 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 5124 D Common Stock 2018-06-05 4 M 0 1035 56.45 A 6159 D Common Stock 13765 I Trust 2017 Director Restricted Stock Unit Common Stock 1035.0 1035 D 2017 Director Restricted Stock Unit 2018-06-05 4 M 0 1035 56.45 D Common Stock 1035.0 1035 D 2018 Director Restricted Stock Units (retainer) Common Stock 460.0 0 D 2018 Director Restricted Stock Units Common Stock 1235.0 0 D Of these shares 2,479 are held in an IRA Shares held as Private Trust Company, custodian Duane E White IRA Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation /s/Duane E. White 2018-06-06