0000920112-18-000198.txt : 20180606
0000920112-18-000198.hdr.sgml : 20180606
20180606124310
ACCESSION NUMBER: 0000920112-18-000198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180606
FILED AS OF DATE: 20180606
DATE AS OF CHANGE: 20180606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COX JOHN W JR
CENTRAL INDEX KEY: 0001216132
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18883387
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVENUE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_152830334097917.xml
FORM 4
X0306
4
2018-06-06
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001216132
COX JOHN W JR
1398 CENTRAL AVE.
DUBUQUE
IA
52001
1
0
0
0
Common Stock
6973.1648
D
Common Stock
2018-06-06
4
M
0
1035
56.45
A
8008.1648
D
Common Stock
21086.203
I
Control Shareholder
2017 Director Restricted Stock Unit
Common Stock
1035.0
0
D
2017 Director Restricted Stock Unit
2018-06-06
4
M
0
1035
56.45
D
Common Stock
0.0
1035
D
These shares participate in a Dividend Reinvestment Plan.
These shares are held by John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
/s/ John W. Cox, Jr.
2018-06-06