0000920112-18-000198.txt : 20180606 0000920112-18-000198.hdr.sgml : 20180606 20180606124310 ACCESSION NUMBER: 0000920112-18-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180606 DATE AS OF CHANGE: 20180606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COX JOHN W JR CENTRAL INDEX KEY: 0001216132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 18883387 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVENUE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_152830334097917.xml FORM 4 X0306 4 2018-06-06 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001216132 COX JOHN W JR 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 6973.1648 D Common Stock 2018-06-06 4 M 0 1035 56.45 A 8008.1648 D Common Stock 21086.203 I Control Shareholder 2017 Director Restricted Stock Unit Common Stock 1035.0 0 D 2017 Director Restricted Stock Unit 2018-06-06 4 M 0 1035 56.45 D Common Stock 0.0 1035 D These shares participate in a Dividend Reinvestment Plan. These shares are held by John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. /s/ John W. Cox, Jr. 2018-06-06