0000920112-18-000188.txt : 20180531
0000920112-18-000188.hdr.sgml : 20180531
20180531093448
ACCESSION NUMBER: 0000920112-18-000188
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180516
FILED AS OF DATE: 20180531
DATE AS OF CHANGE: 20180531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmitz Martin J
CENTRAL INDEX KEY: 0001742271
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18870207
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4/A
1
wf-form4a_152777367347088.xml
FORM 4/A
X0306
4/A
2018-05-16
2018-05-30
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001742271
Schmitz Martin J
1398 CENTRAL AVENUE
DUBUQUE
IA
52001
1
0
0
0
Common Stock
68005
D
Common Stock
242793
I
controlling member
2017 Time-Based Restricted Stock
Common Stock
632.0
0
D
2018 Director Restricted Stock Units
Common Stock
0.0
0
D
2018 Director Restricted Stock Units
2018-05-16
4
A
0
1110
0
A
Common Stock
1110.0
0
D
2018 Director Restricted Stock Units
2018-05-25
4
A
0
125
0
A
Common Stock
1235.0
0
D
2018 Director Restricted Stock Units
2018-05-16
4
A
0
460
0
A
Common Stock
1695.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
These restricted stock units were granted as part of a consulting agreement prior to appointment to the HTLF Board Directors.
/s/ Martin J. Schmitz
2018-05-31