0000920112-18-000188.txt : 20180531 0000920112-18-000188.hdr.sgml : 20180531 20180531093448 ACCESSION NUMBER: 0000920112-18-000188 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180516 FILED AS OF DATE: 20180531 DATE AS OF CHANGE: 20180531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitz Martin J CENTRAL INDEX KEY: 0001742271 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 18870207 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4/A 1 wf-form4a_152777367347088.xml FORM 4/A X0306 4/A 2018-05-16 2018-05-30 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001742271 Schmitz Martin J 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Common Stock 68005 D Common Stock 242793 I controlling member 2017 Time-Based Restricted Stock Common Stock 632.0 0 D 2018 Director Restricted Stock Units Common Stock 0.0 0 D 2018 Director Restricted Stock Units 2018-05-16 4 A 0 1110 0 A Common Stock 1110.0 0 D 2018 Director Restricted Stock Units 2018-05-25 4 A 0 125 0 A Common Stock 1235.0 0 D 2018 Director Restricted Stock Units 2018-05-16 4 A 0 460 0 A Common Stock 1695.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. These restricted stock units were granted as part of a consulting agreement prior to appointment to the HTLF Board Directors. /s/ Martin J. Schmitz 2018-05-31