0000920112-18-000180.txt : 20180530 0000920112-18-000180.hdr.sgml : 20180530 20180530155919 ACCESSION NUMBER: 0000920112-18-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180516 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitz Martin J CENTRAL INDEX KEY: 0001742271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 18868054 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_152771029812229.xml FORM 4 X0306 4 2018-05-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001742271 Schmitz Martin J 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Common Stock 68005 D Common Stock 242793 I controlling member 2017 Time-Based Restricted Stock Common Stock 632.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. These restricted stock units were granted as part of a consulting agreement prior to appointment to the HTLF Board Directors. Elected to HTLF Board of Directors 05-16-2018 /s/ Martin J. Schmitz 2018-05-30