0000920112-18-000124.txt : 20180316
0000920112-18-000124.hdr.sgml : 20180316
20180316172806
ACCESSION NUMBER: 0000920112-18-000124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180311
FILED AS OF DATE: 20180316
DATE AS OF CHANGE: 20180316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Townsend Andrew E
CENTRAL INDEX KEY: 0001665252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18696764
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_152123567252595.xml
FORM 4
X0306
4
2018-03-11
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001665252
Townsend Andrew E
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Chief Credit Officer
Common Stock
25861
D
Common Stock
2018-03-11
4
M
0
294
56
A
26155
D
Common Stock
1163
I
401(k)
2018 Time-Based Restricted Stock
Common Stock
785.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
1047.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
785.0
0
D
2017 Time-Based Restricted Stock
Common Stock
689.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
516.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
631.0
0
D
2016 Time-Based Restricted Stock
Common Stock
667.0
0
D
2016 Time-Based Restricted Stock
Common Stock
413.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
657.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1379.0
0
D
2015 Time-Based Restricted Stock
Common Stock
833.0
0
D
2014 Time-Based Restricted Stock
Common Stock
833.0
0
D
2014 Time-Based Restricted Stock
2018-03-11
4
F
0
416
56
D
Common Stock
417.0
0
D
These shares are held in Jt. Ten.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units were granted outside of the annual awarding of restricted stock units due to employment change.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
/s/ Andrew E Townsend
2018-03-16