0000920112-18-000120.txt : 20180316
0000920112-18-000120.hdr.sgml : 20180316
20180316172641
ACCESSION NUMBER: 0000920112-18-000120
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180311
FILED AS OF DATE: 20180316
DATE AS OF CHANGE: 20180316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Lynn Heitz
CENTRAL INDEX KEY: 0001644277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18696742
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_152123557099129.xml
FORM 4
X0306
4
2018-03-11
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001644277
Fuller Lynn Heitz
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
Retail Banking Director, SVP
Common Stock
8454.8223
D
Common Stock
2018-03-11
4
M
0
279
56
A
8733.8223
D
2018 Time-Based Restricted Stock
Common Stock
571.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
761.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
571.0
0
D
2017 Time-Based Restricted Stock
Common Stock
471.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
353.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
408.0
0
D
2016 Time-Based Restricted Stock
Common Stock
327.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
520.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1092.0
0
D
2015 Time-Based Restricted Stock
Common Stock
900.0
0
D
2014 Time-Based Restricted Stock
Common Stock
800.0
0
D
2014 Time-Based Restricted Stock
2018-03-11
4
F
0
400
56
D
Common Stock
400.0
0
D
Of these shares 2,143.8223 are held in Jt. Ten.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
/s/ Lynn H. Fuller
2018-03-16