0000920112-18-000120.txt : 20180316 0000920112-18-000120.hdr.sgml : 20180316 20180316172641 ACCESSION NUMBER: 0000920112-18-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180311 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fuller Lynn Heitz CENTRAL INDEX KEY: 0001644277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 18696742 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_152123557099129.xml FORM 4 X0306 4 2018-03-11 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001644277 Fuller Lynn Heitz 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 Retail Banking Director, SVP Common Stock 8454.8223 D Common Stock 2018-03-11 4 M 0 279 56 A 8733.8223 D 2018 Time-Based Restricted Stock Common Stock 571.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 761.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 571.0 0 D 2017 Time-Based Restricted Stock Common Stock 471.0 0 D 2017 Performance Based Restricted Stock (3-year performance) Common Stock 353.0 0 D 2017 Performance Based Restricted Stock (1-year performance) Common Stock 408.0 0 D 2016 Time-Based Restricted Stock Common Stock 327.0 0 D 2016 Performance Based Restricted Stock (3-year performance) Common Stock 520.0 0 D 2016 Performance Based Restricted Stock (1-year performance) Common Stock 1092.0 0 D 2015 Time-Based Restricted Stock Common Stock 900.0 0 D 2014 Time-Based Restricted Stock Common Stock 800.0 0 D 2014 Time-Based Restricted Stock 2018-03-11 4 F 0 400 56 D Common Stock 400.0 0 D Of these shares 2,143.8223 are held in Jt. Ten. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020. These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019. These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019. /s/ Lynn H. Fuller 2018-03-16