0000920112-18-000104.txt : 20180315
0000920112-18-000104.hdr.sgml : 20180315
20180315172827
ACCESSION NUMBER: 0000920112-18-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180315
DATE AS OF CHANGE: 20180315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOX BRIAN
CENTRAL INDEX KEY: 0001504067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18693472
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_152114928213087.xml
FORM 4
X0306
4
2018-03-13
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001504067
FOX BRIAN
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Operations
Common Stock
2000
D
Common Stock
11668.8689
I
Trust
2018 Time-Based Restricted Stock
Common Stock
0.0
0
D
2018 Time-Based Restricted Stock
2018-03-13
4
A
0
799
55.25
A
Common Stock
799.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
2018-03-13
4
A
0
1066
55.25
A
Common Stock
1066.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
0.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
2018-03-13
4
A
0
799
55.25
A
Common Stock
799.0
0
D
2017 Time-Based Restricted Stock
Common Stock
597.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
447.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
547.0
0
D
2016 Time-Based Restricted Stock
Common Stock
439.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
1453.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
698.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1167.0
0
D
2014 Time-Based Restricted Stock
Common Stock
980.0
0
D
These shares are held in an IRA.
These shares participate in a Dividend Reinvestment Plan.
These shares held by Fox Revocable Trust dated 11/19/2001, Brian J Fox and Brenda J Fox, Trustees
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
/s/ Brian Fox
2018-03-15