0000920112-18-000101.txt : 20180315
0000920112-18-000101.hdr.sgml : 20180315
20180315172713
ACCESSION NUMBER: 0000920112-18-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180315
DATE AS OF CHANGE: 20180315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALTER FRANK E
CENTRAL INDEX KEY: 0001608079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18693459
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_152114921871958.xml
FORM 4
X0306
4
2018-03-13
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001608079
WALTER FRANK E
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP Commercial Banking
Common Stock
18265
D
2018 Time-Based Restricted Stock
Common Stock
0.0
0
D
2018 Time-Based Restricted Stock
2018-03-13
4
A
0
529
55.25
A
Common Stock
529.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
0.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
2018-03-13
4
A
0
706
55.25
A
Common Stock
706.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
0.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
2018-03-13
4
A
0
529
55.25
A
Common Stock
529.0
0
D
2017 Time-Based Restricted Stock
Common Stock
517.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
387.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
473.0
0
D
2016 Time-Based Restricted Stock
Common Stock
361.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
575.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1207.0
0
D
2015 Time-Based Restricted Stock
Common Stock
883.0
0
D
2014 Time-Based Restricted Stock
Common Stock
883.0
0
D
Of these shares 9,558 shares are held in Jt. Ten.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
/s/ Frank E. Walter
2018-03-15