0000920112-18-000056.txt : 20180123
0000920112-18-000056.hdr.sgml : 20180123
20180123134932
ACCESSION NUMBER: 0000920112-18-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180119
FILED AS OF DATE: 20180123
DATE AS OF CHANGE: 20180123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Kelly J
CENTRAL INDEX KEY: 0001454860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18541775
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_151673335865606.xml
FORM 4
X0306
4
2018-01-19
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001454860
Johnson Kelly J
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP,Private Client Services Sr
Common Stock
5211
D
Common Stock
2018-01-20
4
M
0
333
55.50
A
5544
D
Common Stock
2018-01-19
4
M
0
294
55.50
A
5838
D
Common Stock
2018-01-19
4
M
0
200
55.50
A
6038
D
2017 Time-Based Restricted Stock
Common Stock
936.0
0
D
2017 Time-Based Restricted Stock
2018-01-19
4
F
0
312
55.50
D
Common Stock
624.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
468.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
571.0
0
D
2016 Time-Based Restricted Stock
Common Stock
917.0
0
D
2016 Time-Based Restricted Stock
2018-01-19
4
F
0
458
55.50
D
Common Stock
459.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
729.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1531.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1500.0
0
D
2015 Time-Based Restricted Stock
2018-01-20
4
F
0
500
55.50
D
Common Stock
1000.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
/s/ Kelly J. Johnson
2018-01-23