0000920112-18-000056.txt : 20180123 0000920112-18-000056.hdr.sgml : 20180123 20180123134932 ACCESSION NUMBER: 0000920112-18-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180119 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Kelly J CENTRAL INDEX KEY: 0001454860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 18541775 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_151673335865606.xml FORM 4 X0306 4 2018-01-19 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001454860 Johnson Kelly J 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP,Private Client Services Sr Common Stock 5211 D Common Stock 2018-01-20 4 M 0 333 55.50 A 5544 D Common Stock 2018-01-19 4 M 0 294 55.50 A 5838 D Common Stock 2018-01-19 4 M 0 200 55.50 A 6038 D 2017 Time-Based Restricted Stock Common Stock 936.0 0 D 2017 Time-Based Restricted Stock 2018-01-19 4 F 0 312 55.50 D Common Stock 624.0 0 D 2017 Performance Based Restricted Stock (3-year performance) Common Stock 468.0 0 D 2017 Performance Based Restricted Stock (1-year performance) Common Stock 571.0 0 D 2016 Time-Based Restricted Stock Common Stock 917.0 0 D 2016 Time-Based Restricted Stock 2018-01-19 4 F 0 458 55.50 D Common Stock 459.0 0 D 2016 Performance Based Restricted Stock (3-year performance) Common Stock 729.0 0 D 2016 Performance Based Restricted Stock (1-year performance) Common Stock 1531.0 0 D 2015 Time-Based Restricted Stock Common Stock 1500.0 0 D 2015 Time-Based Restricted Stock 2018-01-20 4 F 0 500 55.50 D Common Stock 1000.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020. These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019. These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. /s/ Kelly J. Johnson 2018-01-23