0000920112-18-000054.txt : 20180123
0000920112-18-000054.hdr.sgml : 20180123
20180123134853
ACCESSION NUMBER: 0000920112-18-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180119
FILED AS OF DATE: 20180123
DATE AS OF CHANGE: 20180123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sloan Rodney
CENTRAL INDEX KEY: 0001381317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18541772
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_151673331990194.xml
FORM 4
X0306
4
2018-01-19
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001381317
Sloan Rodney
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP Chief Risk Officer
Common Stock
4735
D
Common Stock
2018-01-22
4
M
0
225
55.55
A
4960
D
Common Stock
2018-01-20
4
M
0
203
55.50
A
5163
D
Common Stock
2018-01-19
4
M
0
226
55.50
A
5389
D
Common Stock
2018-01-19
4
M
0
154
55.50
A
5543
D
2017 Time-Based Restricted Stock
Common Stock
720.0
0
D
2017 Time-Based Restricted Stock
2018-01-19
4
F
0
240
55.50
D
Common Stock
480.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
360.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
440.0
0
D
2016 Time-Based Restricted Stock
Common Stock
705.0
0
D
2016 Time-Based Restricted Stock
2018-01-19
4
F
0
352
55.50
D
Common Stock
353.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
561.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1178.0
0
D
2015 Time-Based Restricted Stock
Common Stock
950.0
0
D
2015 Time-Based Restricted Stock
2018-01-20
4
F
0
317
55.50
D
Common Stock
633.0
0
D
2014 Time-Based Restricted Stock
Common Stock
633.0
0
D
2013 Time-Based Restricted Stock
Common Stock
350.0
0
D
2013 Time-Based Restricted Stock
2018-01-22
4
F
0
350
55.55
D
Common Stock
0.0
0
D
These shares are held as Jt. Ten.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
Of these restricted stock units, 1/3 vest on 1-22-2016, 1/3 vest on 1-22-2017, and 1/3 vest on 1-22-2018.
/s/ Rodney L. Sloan
2018-01-23