0000920112-18-000026.txt : 20180122
0000920112-18-000026.hdr.sgml : 20180122
20180122115123
ACCESSION NUMBER: 0000920112-18-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180118
FILED AS OF DATE: 20180122
DATE AS OF CHANGE: 20180122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Kelly J
CENTRAL INDEX KEY: 0001454860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18539184
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_151663986845428.xml
FORM 4
X0306
4
2018-01-18
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001454860
Johnson Kelly J
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP,Private Client Services Sr
Common Stock
4012
D
Common Stock
2018-01-18
4
A
0
524
47.70
A
4536
D
Common Stock
2018-01-18
4
M
0
675
54.85
A
5211
D
2017 Time-Based Restricted Stock
Common Stock
936.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
468.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
571.0
0
D
2016 Time-Based Restricted Stock
Common Stock
917.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
729.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1531.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1500.0
0
D
2015 Performance Based Restricted Stock
Common Stock
1050.0
0
D
2015 Performance Based Restricted Stock
2018-01-18
4
F
0
1050
54.85
D
Common Stock
0.0
0
D
Includes shares purchased through the Employee Stock Purchase Plan.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Reflects the forfeiture of 365 Performance Based Restricted Stock Units granted but not earned in 2017.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
/s/ Kelly J. Johnson
2018-01-20