0000920112-17-000196.txt : 20170518 0000920112-17-000196.hdr.sgml : 20170518 20170518133809 ACCESSION NUMBER: 0000920112-17-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Bruce K CENTRAL INDEX KEY: 0001331679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 17854384 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_149512907467031.xml FORM 4 X0306 4 2017-05-17 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001331679 Lee Bruce K 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 PRESIDENT Common Stock 2242 D Common Stock 2017-05-17 4 A 0 1000 46.45 A 3242 D 2015 Time-Based Restricted Stock Common Stock 4000.0 0 D 2015 Performance Based Restricted Stock Common Stock 2800.0 0 D 2016 Time-Based Restricted Stock Common Stock 2484.0 0 D 2016 Performance Based Restricted Stock (1-year performance) Common Stock 4148.0 0 D 2016 Performance Based Restricted Stock (3-year performance) Common Stock 1976.0 0 D 2017 Time-Based Restricted Stock Common Stock 3271.0 2789 D 2017 Performance Based Restricted Stock (1-year performance) Common Stock 3271.0 0 D 2017 Performance Based Restricted Stock (3-year performance) Common Stock 1635.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019. These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer. These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020. These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer. These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer. /s/ Bruce K. Lee 2017-05-18