0000920112-17-000193.txt : 20170518 0000920112-17-000193.hdr.sgml : 20170518 20170518114603 ACCESSION NUMBER: 0000920112-17-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMIDT JOHN K CENTRAL INDEX KEY: 0001184329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 17854071 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_149512234903342.xml FORM 4 X0306 4 2017-05-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184329 SCHMIDT JOHN K 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 124191 D Common Stock 2017-05-16 4 M 0 180 47.30 A 124371 D Common Stock 2017-05-17 4 M 0 1295 45.20 A 125666 D Common Stock 12677 I by Spouse Common Stock 5806.4912 I Minor Child Common Stock 4780 I 401(k) 2016 Director Restricted Stock Unit Common Stock 1475.0 0 D 2016 Director Restricted Stock Unit 2017-05-16 4 F 0 180 0 D Common Stock 1295.0 0 D 2016 Director Restricted Stock Unit 2017-05-17 4 F 0 1295 0 D Common Stock 0.0 0 D 2017 Director Restricted Stock Unit Common Stock 0.0 0 D 2017 Director Restricted Stock Unit 2017-05-16 4 A 0 125 0 A Common Stock 125.0 125 D 2017 Director Restricted Stock Unit 2017-05-17 4 A 0 910 0 A Common Stock 910.0 1035 D Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. /s/ John K. Schmidt 2017-05-18