0000920112-17-000193.txt : 20170518
0000920112-17-000193.hdr.sgml : 20170518
20170518114603
ACCESSION NUMBER: 0000920112-17-000193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170516
FILED AS OF DATE: 20170518
DATE AS OF CHANGE: 20170518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMIDT JOHN K
CENTRAL INDEX KEY: 0001184329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17854071
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_149512234903342.xml
FORM 4
X0306
4
2017-05-16
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001184329
SCHMIDT JOHN K
1398 CENTRAL AVE.
DUBUQUE
IA
52001
1
0
0
0
Common Stock
124191
D
Common Stock
2017-05-16
4
M
0
180
47.30
A
124371
D
Common Stock
2017-05-17
4
M
0
1295
45.20
A
125666
D
Common Stock
12677
I
by Spouse
Common Stock
5806.4912
I
Minor Child
Common Stock
4780
I
401(k)
2016 Director Restricted Stock Unit
Common Stock
1475.0
0
D
2016 Director Restricted Stock Unit
2017-05-16
4
F
0
180
0
D
Common Stock
1295.0
0
D
2016 Director Restricted Stock Unit
2017-05-17
4
F
0
1295
0
D
Common Stock
0.0
0
D
2017 Director Restricted Stock Unit
Common Stock
0.0
0
D
2017 Director Restricted Stock Unit
2017-05-16
4
A
0
125
0
A
Common Stock
125.0
125
D
2017 Director Restricted Stock Unit
2017-05-17
4
A
0
910
0
A
Common Stock
910.0
1035
D
Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
/s/ John K. Schmidt
2017-05-18