0000920112-17-000180.txt : 20170512 0000920112-17-000180.hdr.sgml : 20170512 20170512163157 ACCESSION NUMBER: 0000920112-17-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170511 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Duane E CENTRAL INDEX KEY: 0001454344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 17839134 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_149462109938947.xml FORM 4 X0306 4 2017-05-11 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001454344 White Duane E 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 3654 D Common Stock 2017-05-11 4 M 0 175 47.40 A 3829 D Common Stock 13765 I Trust 2016 Director Restricted Stock Unit Common Stock 1470.0 1470 D 2016 Director Restricted Stock Unit 2017-05-11 4 F 0 175 0 D Common Stock 175.0 1295 D 2017 Director Restricted Stock Unit Common Stock 0.0 0 D 2017 Director Restricted Stock Unit 2017-05-11 4 A 0 125 0 A Common Stock 125.0 125 D Of these shares 2,479 are held in an IRA Shares held as Private Trust Company, custodian Duane E White IRA Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/Duane E. White 2017-05-12