0000920112-17-000125.txt : 20170310
0000920112-17-000125.hdr.sgml : 20170310
20170310162313
ACCESSION NUMBER: 0000920112-17-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quick Janet M
CENTRAL INDEX KEY: 0001665256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17682439
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_148918097911384.xml
FORM 4
X0306
4
2017-03-08
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001665256
Quick Janet M
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Principal Acctg Officer
Common Stock
654
I
401 (k)
Common Stock
8626
D
Common Stock
421.092
I
IRA
Common Stock
265
I
Pension Plan
2017 Time-Based Restricted Stock
Common Stock
650.0
0
D
2017 Performance Based Restricted Stock (3-year performance)
Common Stock
324.0
0
D
2017 Performance Based Restricted Stock (1-year performance)
Common Stock
650.0
0
D
2016 Time-Based Restricted Stock
Common Stock
649.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
516.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1084.0
0
D
2015 Time-Based Restricted Stock
Common Stock
650.0
0
D
2014 Time-Based Restricted Stock
Common Stock
650.0
0
D
2013 Time-Based Restricted Stock
Common Stock
233.0
0
D
Based on a plan statement dated October 2016
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
Of these restricted stock units, 1/3 vest on 1-22-2016, 1/3 vest on 1-22-2017, and 1/3 vest on 1-22-2018.
added 2017 Performance Based RSU grant awards
/s/ Janet M Quick
2017-03-10