0000920112-17-000105.txt : 20170302
0000920112-17-000105.hdr.sgml : 20170302
20170302172326
ACCESSION NUMBER: 0000920112-17-000105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murtha Mark G
CENTRAL INDEX KEY: 0001516594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17660197
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVENUE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_148849339109731.xml
FORM 4
X0306
4
2017-03-01
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001516594
Murtha Mark G
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP HR and Org Development
Common Stock
5833
D
2014 Time-Based Restricted Stock
Common Stock
1375.0
0
D
2014 Time-Based Restricted Stock
2017-03-01
4
J
0
1375
0
D
Common Stock
0.0
0
D
2015 Performance Based Restricted Stock
Common Stock
963.0
0
D
2015 Performance Based Restricted Stock
2017-03-01
4
J
0
963
0
D
Common Stock
0.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1375.0
0
D
2015 Time-Based Restricted Stock
2017-03-01
4
J
0
1375
0
D
Common Stock
0.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1236.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
2017-03-01
4
J
0
1236
0
D
Common Stock
0.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
589.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
2017-03-01
4
J
0
589
0
D
Common Stock
0.0
0
D
2016 Time-Based Restricted Stock
Common Stock
741.0
741
D
2016 Time-Based Restricted Stock
2017-03-01
4
J
0
741
0
D
Common Stock
0.0
0
D
2017 Time-Based Restricted Stock
Common Stock
770.0
0
D
2017 Time-Based Restricted Stock
2017-03-01
4
J
0
770
0
D
Common Stock
0.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
Forfeiture of Restricted Stock Units upon termination of employment
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
/s/ Mark G. Murtha
2017-03-02